Broker Dealer Compliance Officer Remote Job at CXG Holdings Inc, Smithtown, NY

TG9jRDRTUWwrTFpQWSs5aWZ4REZVSU9RM0E9PQ==
  • CXG Holdings Inc
  • Smithtown, NY

Job Description

Benefits: 401(k) Dental insurance Flexible schedule Opportunity for advancement Paid time off Parental leave Training & development Vision insurance We're currently seeking an additional Compliance Officer to join our team. In this role, you'll provide regulatory compliance services to client broker-dealers, including establishing processes. The ideal candidate will have prior experience and hold active FINRA Series 7 & 24 licenses. This role reports to our Director of Growth and Operations. Compliance Exchange Group (CXG) is the market leader in providing comprehensive turn-key services for Broker Dealers, including CMA / NMA services, buying, selling, and building Broker Dealers. We are the architects responsible for building successful firms for our clients, including principal outsourcing at all levels such as CCO, FINOP, and CEO, as well as developing regulatory compliance systems to meet FINRA, SEC, state, and federal requirements. We are passionate about our work and are on a growth trajectory. CXG is composed of professionals dedicated to building and maintaining broker-dealers. We offer a fully remote work environment, a company culture that encourages personal and professional development, and a healthy work-life balance. Our benefits include competitive compensation, flexible work schedules, PTO, 401(k) with employer contributions, performance-based bonuses, opportunities for growth, and more! This role is available as both a W2 and 1099 opportunity, with a compensation range of $40-$60 per hour. This is a remote position. #J-18808-Ljbffr CXG Holdings Inc

Job Tags

Remote job, Hourly pay, Flexible hours,

Similar Jobs

TAD PGS

Cisco VOIP Engineer with Security Clearance Job at TAD PGS

We have an outstanding Contract (12 months, possible extension) position for a Cisco Collaboration Engineer to join a leading Company located in the San Diego, CA surrounding area. Pay Rate: $45 - $70/hr **US Citizenship is required.****Candidate must possess an Active... 

Innova Solutions, Inc.

Cyber Security Engineer with Security Clearance Job at Innova Solutions, Inc.

Move Forward with Volt Volt is immediately hiring for Cyber Security Engineer which is onsite to Aurora CO. What You Will Do Assessing...  ...technologies (such as databases, operating systems, computer network hardware, software programs, hardware troubleshooting or... 

Forrest Solutions

Receptionist Job at Forrest Solutions

 ...Job Title: Temporary Receptionist / Office Services Coordinator Location: Downtown Los Angeles, CA Job Type: Full-Time, Temporary (3-6 month contract) Schedule: Monday - Friday, 8:00 AM to 5:00 PM Pay Rate: $27.00 - $29.00 per hour About the Role:... 

Hadrius

Founding Recruiter Job at Hadrius

 ...Founding Recruiter This is a full-time role as a Founding Recruiter, located onsite in New York, NY. We're looking for a high-output, entrepreneurial recruiter to own the end-to-end hiring process at Hadrius. Your mission: bring in the top 1% of talent across sales... 

Equinox

Personal Trainer, Hudson Yards Job at Equinox

 ...ensures your Personal Training career is as unlimited as your passion. Secure a stronger future and help us redefine the science of fitness and the art of living. PRIMARY RESPONSIBILITIES AS A MEMBER OF OUR TEAM TO LEARN AND EXECUTE PT Business Management Build...